Filing Details
- Accession Number:
- 0001108426-12-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 14:21:49
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 14:21:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536511 | N. Ronald Darnell | Alvarado Square Ms 0920 Albuquerque NM 87158 | Sr. Vp, Public Policy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 4,667 | $7.98 | 21,296 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-09 | 4,667 | $18.63 | 16,629 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-09 | 6,866 | $12.22 | 23,495 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-09 | 6,866 | $18.63 | 16,629 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-03-09 | 4,667 | $18.63 | 4,667 | $7.98 |
Common Stock | Stock Option | Disposition | 2012-03-09 | 6,866 | $18.63 | 6,866 | $12.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,300 | 2009-02-17 | No | 4 | M | Direct | |
3,434 | 2020-02-26 | No | 4 | M | Direct |
Footnotes
- Based on the closing price on the date of the grant.
- The options vest in three equal annual installments from grant date of issuance.