Filing Details

Accession Number:
0001108426-12-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-12 14:21:49
Reporting Period:
2012-03-09
Filing Date:
2012-03-12
Accepted Time:
2012-03-12 14:21:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536511 N. Ronald Darnell Alvarado Square
Ms 0920
Albuquerque NM 87158
Sr. Vp, Public Policy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 4,667 $7.98 21,296 No 4 M Direct
Common Stock Disposition 2012-03-09 4,667 $18.63 16,629 No 4 S Direct
Common Stock Acquisiton 2012-03-09 6,866 $12.22 23,495 No 4 M Direct
Common Stock Disposition 2012-03-09 6,866 $18.63 16,629 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-03-09 4,667 $18.63 4,667 $7.98
Common Stock Stock Option Disposition 2012-03-09 6,866 $18.63 6,866 $12.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,300 2009-02-17 No 4 M Direct
3,434 2020-02-26 No 4 M Direct
Footnotes
  1. Based on the closing price on the date of the grant.
  2. The options vest in three equal annual installments from grant date of issuance.