Filing Details
- Accession Number:
- 0001127602-12-010367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 13:22:47
- Reporting Period:
- 2012-03-08
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 13:22:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-08 | 14,950 | $33.76 | 819,704 | No | 4 | S | Indirect | By Family Limited Partnership |
Common Stock | Acquisiton | 2012-03-09 | 116,285 | $17.75 | 954,979 | No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Common Stock | Disposition | 2012-03-09 | 116,285 | $33.51 | 838,694 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Family Limited Partnership |
No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-03-09 | 116,285 | $0.00 | 116,285 | $17.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-08 | 2012-12-08 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 115,614 | Direct | |
Common Stock | 61,242 | Indirect | by 2009 Family Limited Partnership (Ityme) |
Common Stock | 634,570 | Indirect | by 2011 Family Limited Partnership (Keepsake) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $1.44 | 2003-12-11 | 2012-12-11 | 690,192 | 690,192 | Indirect |
Common Stock | Stock Options (Right to Buy) | $2.65 | 2004-12-10 | 2013-12-10 | 451,598 | 451,598 | Indirect |
Common Stock | Stock Options (Right to Buy) | $20.34 | 2007-12-11 | 2013-12-11 | 117,083 | 117,083 | Indirect |
Common Stock | Stock Options (Right to Buy) | $27.18 | 2008-12-13 | 2014-12-13 | 75,301 | 75,301 | Indirect |
Common Stock | Stock Options (Right to Buy) | $30.68 | 2009-12-11 | 2015-12-11 | 93,790 | 93,790 | Indirect |
Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 3,960 | 3,960 | Indirect |
Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 4,550 | 4,550 | Direct |
Common Stock | Stock Options (Right to Buy) | $36.87 | 2012-12-08 | 2018-12-08 | 4,450 | 4,450 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-12-11 | 690,192 | 690,192 | Indirect |
2013-12-10 | 451,598 | 451,598 | Indirect |
2013-12-11 | 117,083 | 117,083 | Indirect |
2014-12-13 | 75,301 | 75,301 | Indirect |
2015-12-11 | 93,790 | 93,790 | Indirect |
2016-12-10 | 3,960 | 3,960 | Indirect |
2017-12-09 | 4,550 | 4,550 | Direct |
2018-12-08 | 4,450 | 4,450 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $33.74 to $33.79. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $33.50 to $33.55. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.