Filing Details
- Accession Number:
- 0001127602-12-010361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 12:55:19
- Reporting Period:
- 2012-03-08
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 12:55:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103807 | L Robert Howard | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-18 | 7,965 | $0.00 | 0 | No | 5 | J | Indirect | by Helen C. Howard 2009 GRAT; Helen C. Howard, Trustee |
Common Stock | Acquisiton | 2012-01-18 | 7,965 | $0.00 | 103,765 | No | 5 | J | Direct | |
Common Stock | Disposition | 2012-02-07 | 7,305 | $0.00 | 0 | No | 5 | J | Indirect | by Robert L. Howard 2009 GRAT; Robert L. Howard, Trustee |
Common Stock | Acquisiton | 2012-02-07 | 7,305 | $0.00 | 111,070 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2012-03-08 | 64,000 | $3.10 | 175,070 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-08 | 64,000 | $33.59 | 111,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | by Helen C. Howard 2009 GRAT; Helen C. Howard, Trustee |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Robert L. Howard 2009 GRAT; Robert L. Howard, Trustee |
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-03-08 | 64,000 | $0.00 | 64,000 | $3.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-12-31 | 2013-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 45,000 | Indirect | By 2011 Family Limited Partnership |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $20.34 | 2007-12-11 | 2013-12-11 | 6,000 | 6,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $27.18 | 2008-12-13 | 2014-12-13 | 6,000 | 6,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 4,550 | 4,550 | Direct |
Common Stock | Stock Options (Right to Buy) | $30.68 | 2009-12-11 | 2015-12-11 | 5,270 | 5,270 | Direct |
Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 3,960 | 3,960 | Direct |
Common Stock | Stock Options (Right to Buy) | $36.87 | 2012-12-08 | 2018-12-08 | 4,450 | 4,450 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-11 | 6,000 | 6,000 | Direct |
2014-12-13 | 6,000 | 6,000 | Direct |
2017-12-09 | 4,550 | 4,550 | Direct |
2015-12-11 | 5,270 | 5,270 | Direct |
2016-12-10 | 3,960 | 3,960 | Direct |
2018-12-08 | 4,450 | 4,450 | Direct |
Footnotes
- On January 18, 2012, 7,965 shares of stock held in the Helen C. Howard 2009 GRAT (the "HCH 2009 GRAT") were transferred out of the HCH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- On February 7, 2012, 7,305 shares of stock held in the Robert L. Howard 2009 GRAT (the "RLH 2009 GRAT") were transferred out of the RLH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- This transaction was executed in multiple trades at prices ranging from $33.55 to $33.66. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.