Filing Details

Accession Number:
0001127602-12-010361
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-12 12:55:19
Reporting Period:
2012-03-08
Filing Date:
2012-03-12
Accepted Time:
2012-03-12 12:55:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103807 L Robert Howard Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-18 7,965 $0.00 0 No 5 J Indirect by Helen C. Howard 2009 GRAT; Helen C. Howard, Trustee
Common Stock Acquisiton 2012-01-18 7,965 $0.00 103,765 No 5 J Direct
Common Stock Disposition 2012-02-07 7,305 $0.00 0 No 5 J Indirect by Robert L. Howard 2009 GRAT; Robert L. Howard, Trustee
Common Stock Acquisiton 2012-02-07 7,305 $0.00 111,070 No 5 J Direct
Common Stock Acquisiton 2012-03-08 64,000 $3.10 175,070 No 4 M Direct
Common Stock Disposition 2012-03-08 64,000 $33.59 111,070 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect by Helen C. Howard 2009 GRAT; Helen C. Howard, Trustee
No 5 J Direct
No 5 J Indirect by Robert L. Howard 2009 GRAT; Robert L. Howard, Trustee
No 5 J Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-03-08 64,000 $0.00 64,000 $3.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-12-31 2013-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,000 Indirect By 2011 Family Limited Partnership
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $20.34 2007-12-11 2013-12-11 6,000 6,000 Direct
Common Stock Stock Options (Right to Buy) $27.18 2008-12-13 2014-12-13 6,000 6,000 Direct
Common Stock Stock Options (Right to Buy) $36.22 2011-12-09 2017-12-09 4,550 4,550 Direct
Common Stock Stock Options (Right to Buy) $30.68 2009-12-11 2015-12-11 5,270 5,270 Direct
Common Stock Stock Options (Right to Buy) $40.73 2010-12-10 2016-12-10 3,960 3,960 Direct
Common Stock Stock Options (Right to Buy) $36.87 2012-12-08 2018-12-08 4,450 4,450 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-11 6,000 6,000 Direct
2014-12-13 6,000 6,000 Direct
2017-12-09 4,550 4,550 Direct
2015-12-11 5,270 5,270 Direct
2016-12-10 3,960 3,960 Direct
2018-12-08 4,450 4,450 Direct
Footnotes
  1. On January 18, 2012, 7,965 shares of stock held in the Helen C. Howard 2009 GRAT (the "HCH 2009 GRAT") were transferred out of the HCH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
  2. On February 7, 2012, 7,305 shares of stock held in the Robert L. Howard 2009 GRAT (the "RLH 2009 GRAT") were transferred out of the RLH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
  3. This transaction was executed in multiple trades at prices ranging from $33.55 to $33.66. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.