Filing Details
- Accession Number:
- 0001209191-12-017077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-09 13:02:06
- Reporting Period:
- 2012-03-08
- Filing Date:
- 2012-03-09
- Accepted Time:
- 2012-03-09 13:02:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186586 | Lynn Marmer | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-08 | 30,000 | $23.00 | 78,377 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-08 | 20,000 | $24.25 | 58,377 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-08 | 10,000 | $24.30 | 48,377 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Performance Stock Option | Disposition | 2012-03-08 | 10,000 | $0.00 | 10,000 | $23.00 |
Common Stock | Non-Qualified Stock Option | Disposition | 2012-03-08 | 20,000 | $0.00 | 20,000 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-09 | No | 4 | M | Direct | |
0 | 2012-05-09 | No | 4 | M | Direct |
Footnotes
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved a 55% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 13% appreciation per annum from the date of grant or 185% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.