Filing Details
- Accession Number:
- 0001209191-12-017017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-08 21:57:22
- Reporting Period:
- 2012-03-06
- Filing Date:
- 2012-03-08
- Accepted Time:
- 2012-03-08 21:57:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 801351 | Warnaco Group Inc | WRC | Women's, Misses', Children's & Infants' Undergarments (2340) | 954032739 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229007 | Frank Tworecke | C/O The Warnaco Group, Inc. 501 Seventh Avenue New York NY 10018 | President, Sportswear Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-06 | 561 | $56.54 | 53,359 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-06 | 1,540 | $0.00 | 54,899 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-07 | 42,253 | $56.18 | 12,646 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted stock units | Acquisiton | 2012-03-06 | 1,668 | $0.00 | 1,668 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted stock units | Acquisiton | 2012-03-06 | 1,196 | $0.00 | 1,196 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,481 | No | 4 | A | Direct | ||
| 1,196 | No | 4 | A | Direct |
Footnotes
- Shares tendered to satisfy tax withholding obligations upon vesting of 1,540 shares of restricted stock.
- Restricted stock vests 50% immediately; and 100% on the earliest of (i) Reporting Person's 65th birthday, (ii) the tenth anniversary of the date of grant or (iii) the Reporting Person's obtaining 20 years of employment as an executive officer of the issuer from February 4, 2003.
- Not applicable - grant of restricted stock.
- This transaction was executed in multiple trades at prices ranging from $56.00 to $56.48. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Each restricted stock unit represents the right to receive one share of The Warnaco Group, Inc. common stock.
- Represents restricted stock units earned as of March 6, 2012 based on the issuer's performance for fiscal 2011, pursuant to a March 3, 2010 award of performance units granted under the issuer's stock incentive program. Additional restricted stock units may be earned under such award through March 3, 2013 based on the Company's performance. Earned restricted stock units vest on March 3, 2013.
- Not applicable - grant of restricted stock units.
- Represents restricted stock units earned as of March 6, 2012 based on the issuer's performance for fiscal 2011, pursuant to a March 1, 2011 award of performance units granted under the issuer's stock incentive program. Additional restricted stock units may be earned under such award through March 1, 2014 based on the Company's performance. Earned restricted stock units vest on March 1, 2014.
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