Filing Details
- Accession Number:
- 0001209191-12-017015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-08 21:56:22
- Reporting Period:
- 2012-03-06
- Filing Date:
- 2012-03-08
- Accepted Time:
- 2012-03-08 21:56:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
801351 | Warnaco Group Inc | WRC | Women's, Misses', Children's & Infants' Undergarments (2340) | 954032739 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263730 | Lawrence Rutkowski | C/O The Warnaco Group, Inc. 501 Seventh Avenue New York NY 10018 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-06 | 1,300 | $0.00 | 39,253 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-06 | 943 | $0.00 | 40,196 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-06 | 933 | $0.00 | 41,129 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-06 | 4,445 | $0.00 | 45,574 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-08 | 3,318 | $57.75 | 42,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Acquisiton | 2012-03-06 | 10,134 | $0.00 | 10,134 | $56.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,134 | 2022-03-06 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock earned as of March 6, 2012, based on the issuer's performance for fiscal 2011, pursuant to a March 3, 2010 award of performance shares granted under the issuer's stock incentive program. Additional restricted stock may be earned under such award through March 3, 2013 based on the issuer's performance. Restrictions on shares lapse on March 3, 2013.
- Not applicable - grant of restricted stock.
- Represents restricted stock earned as of March 6, 2012, based on the issuer's performance for fiscal 2011, pursuant to a March 1, 2011 award of performance shares granted under the issuer's stock incentive program. Additional restricted stock may be earned under such award through March 1, 2014 based on the issuer's performance. Restrictions on shares lapse on March 1, 2014.
- Restricted stock vests 50% on the earlier of (i) Reporting Person's 62nd birthday or (ii) upon the Reporting Person's obtaining 15 years of employment as an executive officer of the issuer from February 4, 2003 ("Vesting Service"); and 100% on the earliest of (i) Reporting Person's 65th birthday, (ii) the tenth anniversary of the date of grant or (iii) the Reporting Person's obtaining 20 years of Vesting Service.
- Restrictions lapse on the shares on March 6, 2015.
- This transaction was executed in multiple trades at prices ranging from $57.70 to $57.83. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- One-third of the options vest on March 6, 2013 (the "First Vesting Date") and an additional one-third of the options vest on each of the first and second anniversaries of the First Vesting Date.
- Not applicable - grant of options.