Filing Details

Accession Number:
0001181431-12-015858
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-08 21:46:33
Reporting Period:
2010-11-29
Filing Date:
2012-03-08
Accepted Time:
2012-03-08 21:46:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817979 Accuride Corp ACW Motor Vehicle Parts & Accessories (3714) 611109077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1075974 S Jonathan Lavine C/O Sankaty Advisors, Llc
John Hancock Tower, 200 Clarnedon St.
Boston MA 02116
No No Yes No
1309113 Prospect Harbor Investors, Llc C/O Sankaty Advisors, Llc
111, Huntington Avenue
Boston MA 02111
No No Yes No
1485337 Sankaty Credit Member (Offshore), Ltd. 111, Huntington Avenue
Boston MA 02199
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-11-29 2,636,779 $9.36 4,003,574 No 4 C Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-02 175,000 $13.14 3,828,574 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-03 100,000 $13.12 3,728,574 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-06 150,000 $13.02 3,578,574 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-07 50,000 $13.01 3,528,574 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-08 87,720 $12.80 3,440,854 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-14 10,000 $13.00 3,430,854 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-07 28,406 $13.00 3,402,448 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-08 16,317 $13.07 3,386,131 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-13 200,000 $13.01 3,186,131 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-22 50,000 $12.97 3,136,131 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-25 100,000 $12.83 3,036,131 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-26 32,900 $12.30 3,003,231 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-28 94,861 $11.78 2,908,370 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-27 475,000 $6.22 2,433,370 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 7.5% Convertible Note Disposition 2010-11-29 30,993,367 $0.00 2,636,779 $9.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-26 2020-02-26 No 4 C Indirect
Footnotes
  1. Following the reported transactions, includes (i) 0 shares held by Sankaty Credit Opportunities, L.P. ("SCO"), whose sole general partner is Sankaty Credit Opportunities Investors, LLC ("SCI"), whose managing member is Sankaty Credit Member, LLC ("SCM"), (ii) 80,000 shares held by Sankaty Credit Opportunities II, L.P, ("SCO II"), whose general partner is Sankaty Credit Opportunities Investors II, LLC ("SCI II"), whose managing member is SCM, (iii) 1,428,650 shares held by Sankaty Credit Opportunities III, L.P. ("SCO III"), whose sole general partner is Sankaty Credit Opportunities Investors III, LLC ("SCI III"), whose sole managing member is SCM, (iv) 403,615 shares held by Sankaty Credit Opportunities IV, L.P. ("SCO IV"), whose sole general partner is Sankaty Credit Opportunities Investors IV, LLC ("SCI IV"), whose managing member is SCM, and (v) 0 shares held by Prospect Funding I, LLC ("PF1"), (Continues in footnote 2 )
  2. (Continued from footnote 1 ) whose sole member is Prospect Harbor Credit Partners, L.P. ("PHCP"), whose sole general partner is Prospect Harbor Investors, LLC ("PHI"), whose managing member is SCM. Each of the foregoing entities disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest.
  3. Jonathan S. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III, SCO IV, and PF1. Mr. Lavine disclaims beneficial ownership of such shares, except to the extent of his pecuniary interests therein.
  4. Following the reported transactions, includes 521,093 shares held by Sankaty Credit Opportunities (Offshore Master) IV, L.P. ("SCOM IV"), whose sole general partner is Sankaty Credit Opportunities Investors (Offshore) IV, L.P. ("SCIO IV"), whose sole general partner Sankaty Credit Member (Offshore), Ltd ("SCMO"). Jonathan S. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCOM IV. Each of SCIO IV, SCMO and Mr. Lavine disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein.
  5. On November 19, 2010, the Issuer effected a reverse stock split of its issued and outstanding shares of common stock at a ratio of 10:1. Fractional shares were not distributed and the issuer provided cash payment for 5.5 shares.