Filing Details

Accession Number:
0001144204-12-013860
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-08 19:39:41
Reporting Period:
2012-03-07
Filing Date:
2012-03-08
Accepted Time:
2012-03-08 19:39:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044435 Active Power Inc ACPW Electric Services (4911) 742642142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032874 J Stephen Clearman Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1220338 Kinderhook Partners, Lp Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1266402 Kinderhook Gp Llc Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1487632 Tushar Shah Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1542439 Kinderhook Capital Management, Llc Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-07 8,823,529 $0.68 17,632,985 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Kinderhook Capital Management, LLC serves as the investment adviser to Kinderhook Partners, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership. Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members and as Kinderhook Capital Management, LLC's managing members and, in such capacities, are responsible for making investment decisions with respect to the Partnership. As a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital Management, LLC's power to vote and/or dispose of the shares of Common Stock.
  2. Each of Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest, if any, therein. Kinderhook Capital Management, LLC specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest, if any, therein.