Filing Details
- Accession Number:
- 0001144204-12-013860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-08 19:39:41
- Reporting Period:
- 2012-03-07
- Filing Date:
- 2012-03-08
- Accepted Time:
- 2012-03-08 19:39:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1044435 | Active Power Inc | ACPW | Electric Services (4911) | 742642142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032874 | J Stephen Clearman | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1220338 | Kinderhook Partners, Lp | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1266402 | Kinderhook Gp Llc | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1487632 | Tushar Shah | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1542439 | Kinderhook Capital Management, Llc | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-07 | 8,823,529 | $0.68 | 17,632,985 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Kinderhook Capital Management, LLC serves as the investment adviser to Kinderhook Partners, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership. Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members and as Kinderhook Capital Management, LLC's managing members and, in such capacities, are responsible for making investment decisions with respect to the Partnership. As a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital Management, LLC's power to vote and/or dispose of the shares of Common Stock.
- Each of Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest, if any, therein. Kinderhook Capital Management, LLC specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest, if any, therein.