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Home > Insider Trading > Filing (0001071405-12-000014)

Filing Details

Accession Number:: 0001071405-12-000014
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2012-03-08 13:14:41
Reporting Period:: 2010-12-31

Filing Date:: 2012-03-08
Accepted Time:: 2012-03-08 13:14:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
806175	New Leaf Brands Inc.	NLEF	Bottled & Canned Soft Drinks & Carbonated Waters (2086)	770125664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1071405	Lee Orrie Tawes	100 Wall St 8Th Floor New York NY 10005		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-01-01	350,000	$0.56	14,458,260	No	5	P	Direct
Common Stock	Acquisiton	2010-09-30	272,727	$0.25	14,458,260	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct
No	5	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants *	Disposition	2010-01-01	350,000	$0.00	350,000	$0.00
Common Stock	Conv. Note	Acquisiton	2010-09-21	0	$0.00	0	$0.00
Common Stock	Warrants	Acquisiton	2010-09-21	272,727	$0.00	272,727	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
282,727	2010-01-01	2015-01-01	No	5	D	Direct
282,727	2010-09-21	2015-09-21	No	5	P	Direct
282,727	2010-09-21	2015-09-21	No	5	P	Direct

Footnotes

*Distribution without value to staff at Northeast Securities