Filing Details
- Accession Number:
- 0001209191-12-016649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 20:31:37
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-07
- Accepted Time:
- 2012-03-07 20:31:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316521 | Tyler Wall | 130 Holger Way San Jose CA 95134 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-05 | 24,169 | $5.68 | 3,425 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-06 | 200,000 | $4.06 | 203,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 200,000 | $5.45 | 3,425 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-06 | 100,000 | $3.38 | 103,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 100,000 | $5.45 | 3,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-06 | 200,000 | $0.00 | 200,000 | $4.06 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-06 | 100,000 | $0.00 | 100,000 | $3.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-22 | 2012-09-01 | No | 4 | M | Direct |
| 40,000 | 2015-12-19 | No | 4 | M | Direct |
Footnotes
- The remaining shares subject to the option vest on a monthly basis through November 1, 2012.
Billionaire Hedge Funds
