Filing Details
- Accession Number:
- 0001179110-12-004557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 19:05:24
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-07
- Accepted Time:
- 2012-03-07 19:05:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277036 | Ramesh Srinivasan | 6601 S. Bermuda Road Las Vegas NV 89119 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Disposition | 2012-03-05 | 5,312 | $43.78 | 35,710 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-03-05 | 1,659 | $11.30 | 37,369 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2012-03-05 | 1,659 | $43.52 | 35,710 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-03-05 | 23,654 | $11.30 | 59,364 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2012-03-05 | 23,654 | $43.74 | 35,710 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-03-05 | 3,750 | $23.04 | 39,460 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2012-03-05 | 3,750 | $43.90 | 35,710 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-03-05 | 1,659 | $0.00 | 1,659 | $11.30 |
Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-03-05 | 23,654 | $0.00 | 23,654 | $11.30 |
Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-03-05 | 3,750 | $0.00 | 3,750 | $23.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,213 | 2006-03-09 | 2015-03-09 | No | 4 | M | Direct |
31,538 | 2015-03-09 | No | 4 | M | Direct | |
5,000 | 2010-12-31 | 2015-10-17 | No | 4 | M | Direct |
Footnotes
- The sales were pursuant to a Rule 10b5-1 Trading Agreement.
- The transaction was executed in multiple trades at prices from $43.64 to $43.925. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $43.51 to $43.54. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $43.54 to $43.89. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $43.89 to $43.95. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested as follows: (i) 116,151 on March 9, 2006; (ii) 70,000 on March 9, 2007; (iii) 70,000 on March 9, 2008; and, (iv) 35,000 on March 9, 2009.
- Granted as compensation for services.