Filing Details
- Accession Number:
- 0001181431-12-015317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 18:21:44
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-07
- Accepted Time:
- 2012-03-07 18:21:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1079609 | R Henry Silverman | 9 West 57Th Street, 43Rd Floor New York NY 10019 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2012-03-05 | 277,778 | $9.00 | 540,935 | No | 4 | M | Direct | |
Class A Shares | Disposition | 2012-03-05 | 227,933 | $13.99 | 313,002 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Share Option (Right to Buy) | Disposition | 2012-03-05 | 277,778 | $0.00 | 277,778 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-31 | 2021-01-21 | No | 4 | M | Direct |
Footnotes
- The reporting person obtained the Class A shares as a result of the exercise of a portion of the share options granted to the reporting person pursuant to the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "Options").
- Consists of Class A shares withheld by the issuer in order to satisfy (i) the reporting person's obligations for the payment of the exercise price and (ii) tax withholding obligations arising in connection with his exercise of the Options.