Filing Details
- Accession Number:
- 0001140361-12-013876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 16:43:37
- Reporting Period:
- 2012-03-06
- Filing Date:
- 2012-03-07
- Accepted Time:
- 2012-03-07 16:43:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536132 | J Donna Broome | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Svp, Team Member Excellence | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-06 | 4,061 | $25.81 | 8,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 2,126 | $86.97 | 6,406 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-03-06 | 2,000 | $25.81 | 8,406 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 1,047 | $86.97 | 7,359 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-03-06 | 2,367 | $43.72 | 9,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 1,570 | $86.97 | 8,156 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-03-06 | 3,685 | $86.96 | 4,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-03-06 | 4,061 | $0.00 | 4,061 | $25.81 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-03-06 | 2,000 | $0.00 | 2,000 | $25.81 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-03-06 | 2,367 | $0.00 | 2,367 | $43.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-17 | No | 4 | M | Direct | |
| 14,240 | 2015-11-17 | No | 4 | M | Direct | |
| 0 | 2015-08-11 | No | 4 | M | Direct |
Footnotes
- Represents the exercise by Ms.Broome of all her stock appreciation rights scheduled to expire on August 11, 2015 and November 17, 2015, consistent with Ms. Broome's regular practice. Following this transaction, Ms. Broome retains a substantial ownership commitment in beneficially owned stock and vested employee SARs, and she continues to satisfy the Company's stock ownership guidelines for executive officers.
- Represents shares withheld to satisfy exercise price and tax withholding obligation upon the exercise of stock appreciation rights (SARs).
- These shares became exercisable in three equal annual installments beginning on November 17, 2009.
- These shares became exercisable in three equal annual installments beginning on August 11, 2009.
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