Filing Details
- Accession Number:
- 0001209191-12-016316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 09:01:44
- Reporting Period:
- 2012-03-06
- Filing Date:
- 2012-03-07
- Accepted Time:
- 2012-03-07 09:01:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
858803 | Avanir Pharmaceuticals Inc. | AVNR | Pharmaceutical Preparations (2834) | 330314804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190315 | Charles Mathews | 20 Enterprise, Suite 200 Aliso Viejo CA 92656 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-06 | 5,000 | $2.69 | 5,000 | No | 4 | P | Indirect | By The Mathews Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The Mathews Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 270,094 | Direct | |
Common Stock | 1,875 | Indirect | By Individual Retirement Account |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.6993, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Consists of (i) 267,594 shares underlying restricted stock units granted under the Issuer's equity plans, and (ii) 2,500 shares of common stock held by Mr. Mathews.