Filing Details
- Accession Number:
- 0001072613-12-000227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 19:48:05
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 19:48:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226521 | W Terry Potter | C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-02 | 5,000 | $4.88 | 32,612 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-02 | 5,000 | $4.55 | 37,612 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-06 | 3,850 | $12.19 | 33,762 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-03-02 | 5,000 | $0.00 | 5,000 | $4.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-03-02 | 5,000 | $0.00 | 5,000 | $4.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-05 | No | 4 | M | Direct | |
0 | 2015-03-11 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.15 to $12.30, inclusive. The reporting person undertakes to provide Datawatch Corporation, any securityholder of Datawatch Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- Stock Options issued pursuant to the Datawatch Corporation 1996 Stock Plan.
- Options fully exercisable.