Filing Details
- Accession Number:
- 0001225208-12-006943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 19:29:03
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 19:29:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492426 | Horizon Pharma Inc. | HZNP | Pharmaceutical Preparations (2834) | 272179987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250409 | W Jeffrey Bird | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-02 | 5,000 | $3.59 | 5,000 | No | 4 | P | Indirect | By Individual ROTH IRA |
Common Stock | Acquisiton | 2012-03-02 | 7,000 | $3.59 | 7,000 | No | 4 | P | Indirect | By Ltd Partnership (NEST) |
Common Stock | Acquisiton | 2012-03-02 | 645,820 | $3.59 | 1,609,980 | No | 4 | P | Indirect | By Ltd Partnership (SHV) |
Common Stock | Acquisiton | 2012-03-02 | 22,473 | $3.59 | 59,035 | No | 4 | P | Indirect | By Trust (Trustees) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Individual ROTH IRA |
No | 4 | P | Indirect | By Ltd Partnership (NEST) |
No | 4 | P | Indirect | By Ltd Partnership (SHV) |
No | 4 | P | Indirect | By Trust (Trustees) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2012-03-02 | 1,250 | $0.03 | 1,250 | $4.31 |
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2012-03-02 | 1,750 | $0.03 | 1,750 | $4.31 |
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2012-03-02 | 161,455 | $0.03 | 161,455 | $4.31 |
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2012-03-02 | 5,618 | $0.03 | 5,618 | $4.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,250 | 2012-03-02 | 2017-03-02 | No | 4 | P | Indirect |
1,750 | 2012-03-02 | 2017-03-02 | No | 4 | P | Indirect |
161,455 | 2012-03-02 | 2017-03-02 | No | 4 | P | Indirect |
5,618 | 2012-03-02 | 2017-03-02 | No | 4 | P | Indirect |
Footnotes
- Acquired from the issuer pursuant to a Securities Purchase Agreement dated February 28, 2012, with a closing date of March 2, 2012.
- Shares held by an individual retirement account, for the benefit of the reporting person.
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Full amount of Warrant Purchase Price is $0.03125