Filing Details
- Accession Number:
- 0001209191-12-016267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 19:03:11
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 19:03:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273213 | Iii E Anthony Maida | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-05 | 3,200 | $2.55 | 5,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-05 | 3,200 | $12.83 | 2,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-06 | 2,500 | $2.55 | 4,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-06 | 2,500 | $12.70 | 2,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2012-03-05 | 3,200 | $0.00 | 3,200 | $2.55 |
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2012-03-06 | 2,500 | $0.00 | 2,500 | $2.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,800 | 2018-03-25 | No | 4 | M | Direct | |
| 3,300 | 2018-03-25 | No | 4 | M | Direct |
Footnotes
- The stock option, representing the right to purchase a total of 30,000 shares of common stock, was granted on March 25, 2008. The stock option became exercisable as to 50% of the underlying shares on the grant date, and became exercisable as to the remaining shares in equal monthly installments over the one year period following the grant date.
Billionaire Hedge Funds
