Filing Details

Accession Number:
0001181431-12-014912
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 18:53:52
Reporting Period:
2012-03-02
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 18:53:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206975 L Donald Fagen 1911 Walker Ave
Monrovia CA 91016
V.p. Sales For N. America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-02 100 $10.94 10,400 No 4 S Direct
Common Stock Disposition 2012-03-02 100 $10.95 10,300 No 4 S Direct
Common Stock Disposition 2012-03-02 100 $10.99 10,200 No 4 S Direct
Common Stock Disposition 2012-03-02 200 $11.00 10,000 No 4 S Direct
Common Stock Disposition 2012-03-02 200 $11.01 9,800 No 4 S Direct
Common Stock Disposition 2012-03-02 100 $11.02 9,700 No 4 S Direct
Common Stock Disposition 2012-03-02 200 $11.04 9,500 No 4 S Direct
Common Stock Disposition 2012-03-02 100 $11.09 9,400 No 4 S Direct
Common Stock Disposition 2012-03-02 100 $11.15 9,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Includes 7,500 Performance Accelerated Restricted Shares (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
  2. Following all reported transactions, Mr. Fagen's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 49,299 shares of Common Stock, which includes 7,500 PARS and 39,999 options that have vested or will vest within 60 days of this report. As of the completion of the reported transactions he also held 30,001 unvested stock options.