Filing Details
- Accession Number:
- 0001181431-12-014912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 18:53:52
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 18:53:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206975 | L Donald Fagen | 1911 Walker Ave Monrovia CA 91016 | V.p. Sales For N. America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-02 | 100 | $10.94 | 10,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 100 | $10.95 | 10,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 100 | $10.99 | 10,200 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 200 | $11.00 | 10,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 200 | $11.01 | 9,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 100 | $11.02 | 9,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 200 | $11.04 | 9,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 100 | $11.09 | 9,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 100 | $11.15 | 9,300 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Includes 7,500 Performance Accelerated Restricted Shares (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- Following all reported transactions, Mr. Fagen's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 49,299 shares of Common Stock, which includes 7,500 PARS and 39,999 options that have vested or will vest within 60 days of this report. As of the completion of the reported transactions he also held 30,001 unvested stock options.