Filing Details
- Accession Number:
- 0001140361-12-013559
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 18:52:22
- Reporting Period:
- 2012-01-13
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 18:52:22
- Original Submission Date:
- 2012-01-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-13 | 1,145 | $2.49 | 1,145 | No | 4 | P | Indirect | By AO Partners I, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By AO Partners I, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 257,506 | Direct | |
| Common Stock | 172,271 | Indirect | By Glenhurst Co. |
Footnotes
- The Form 4 filed on January 19, 2012, which this Form 4/A amends, reported the shares were purchased by the reporting person directly. The shares were actually purchased by AO Partners I, LP. This error was also reported on four Form 4s filed by the reporting person after the original Form 4.
- Shares are held by AO Partners I, LP, a limited partnership of which AO Partners, LLC is the general partner. The reporting person is the sole owner of AO Partners, LLC.
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