Filing Details

Accession Number:
0001246360-12-001578
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 18:10:15
Reporting Period:
2012-03-02
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 18:10:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503231 O Davis O'connor 1999 Broadway, Suite 3700
Denver CO 80202
Vp General Counsel Secretary No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-03-02 1,288 $53.02 1,288 No 4 M Direct
Class A Common Stock Disposition 2012-03-05 454 $53.23 834 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock March 2, 2012 Employee RSU Grant Acquisiton 2012-03-02 6,366 $0.00 6,366 $0.00
Class A Common Stock Non Statutory Stock Option 3-2-12 Acquisiton 2012-03-02 7,514 $0.00 7,514 $53.02
Class A Common Stock Perf Based RSUs 3-2-12 Acquisiton 2012-03-02 5,569 $0.00 5,569 $0.00
Class A Common Stock March 2011 Employee RSU Grant Disposition 2012-03-02 1,288 $53.02 5,155 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,366 2013-03-02 2022-03-02 No 4 A Direct
7,514 2013-03-02 2022-03-02 No 4 A Direct
5,569 2014-12-31 2022-03-02 No 4 A Direct
3,867 2012-03-02 2021-03-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Unit $0.00 2013-10-15 2020-10-15 14,908 14,908 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 5,916 5,916 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 4,510 4,510 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-10-15 14,908 14,908 Direct
2021-03-02 5,916 5,916 Direct
2021-03-02 4,510 4,510 Direct
Footnotes
  1. 1 for 1
  2. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  3. Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
  4. Grant of Nonstatutory Stock Option (NSO) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). Shares vest 25% per year from date of grant.
  5. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors are met.
  6. Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved.
  7. Shares sold to cover taxes on RSU vesting under Rule 16b-3 Plan.