Filing Details
- Accession Number:
- 0001246360-12-001578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 18:10:15
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-06
- Accepted Time:
- 2012-03-06 18:10:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503231 | O Davis O'connor | 1999 Broadway, Suite 3700 Denver CO 80202 | Vp General Counsel Secretary | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-03-02 | 1,288 | $53.02 | 1,288 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-03-05 | 454 | $53.23 | 834 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | March 2, 2012 Employee RSU Grant | Acquisiton | 2012-03-02 | 6,366 | $0.00 | 6,366 | $0.00 |
Class A Common Stock | Non Statutory Stock Option 3-2-12 | Acquisiton | 2012-03-02 | 7,514 | $0.00 | 7,514 | $53.02 |
Class A Common Stock | Perf Based RSUs 3-2-12 | Acquisiton | 2012-03-02 | 5,569 | $0.00 | 5,569 | $0.00 |
Class A Common Stock | March 2011 Employee RSU Grant | Disposition | 2012-03-02 | 1,288 | $53.02 | 5,155 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,366 | 2013-03-02 | 2022-03-02 | No | 4 | A | Direct |
7,514 | 2013-03-02 | 2022-03-02 | No | 4 | A | Direct |
5,569 | 2014-12-31 | 2022-03-02 | No | 4 | A | Direct |
3,867 | 2012-03-02 | 2021-03-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | $0.00 | 2013-10-15 | 2020-10-15 | 14,908 | 14,908 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 5,916 | 5,916 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 4,510 | 4,510 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-15 | 14,908 | 14,908 | Direct |
2021-03-02 | 5,916 | 5,916 | Direct |
2021-03-02 | 4,510 | 4,510 | Direct |
Footnotes
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
- Grant of Nonstatutory Stock Option (NSO) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). Shares vest 25% per year from date of grant.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors are met.
- Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved.
- Shares sold to cover taxes on RSU vesting under Rule 16b-3 Plan.