Filing Details

Accession Number:
0001209191-12-016198
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 17:25:42
Reporting Period:
2012-03-02
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 17:25:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446970 David Thomas 5301 Legacy Dr.
Plano TX 75024
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-06 87 $0.00 10,769 No 4 J Direct
Common Stock Acquisiton 2012-03-02 16,794 $13.48 27,563 No 4 M Direct
Common Stock Disposition 2012-03-02 16,794 $37.76 10,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2012-03-02 7,428 $0.00 7,428 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-03-02 16,964 $0.00 16,964 $37.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-03-02 16,794 $13.48 16,794 $13.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,428 No 4 A Direct
16,964 No 4 A Direct
0 2019-03-02 No 4 M Direct
Footnotes
  1. The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to reporting person on January 6, 2012, pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
  2. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $37.58- $38.03. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
  4. Restricted stock units will vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.
  5. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2013.
  6. This option was granted on March 2, 2009 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and is fully vested.