Filing Details

Accession Number:
0001209191-12-016186
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 17:18:38
Reporting Period:
2012-03-02
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 17:18:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432449 Jr L. James Baldwin 5301 Legacy Drive
Plano TX 75024
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-02 39,190 $13.48 70,325 No 4 M Direct
Common Stock Disposition 2012-03-02 39,190 $37.76 31,135 No 4 S Direct
Common Stock Acquisiton 2012-03-05 17,168 $31.50 48,303 No 4 M Direct
Common Stock Disposition 2012-03-05 17,168 $37.53 31,135 No 4 S Direct
Restricted Stock Unit Acquisiton 2012-03-02 36,350 $0.00 67,485 No 4 J Direct
Restricted Stock Unit Acquisiton 2012-03-02 2,283 $0.00 69,768 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 J Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2012-03-02 11,142 $0.00 11,142 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-03-02 25,446 $0.00 25,446 $37.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-03-02 39,190 $13.48 39,190 $13.48
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-03-05 17,168 $31.50 17,168 $31.50
Common Stock Restricted Stock Unit Acquisiton 2012-03-02 36,350 $0.00 36,350 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,142 No 4 A Direct
25,446 No 4 A Direct
0 2019-03-02 No 4 M Direct
8,583 2020-03-02 No 4 M Direct
0 No 4 J Direct
Footnotes
  1. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $37.58 - $38.03. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $37.36- $37.80. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 vested on March 2, 2012.
  4. These shares are dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 36,350 shares being reported on this Form 4.
  5. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009
  6. Restricted stock units will vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.
  7. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant, commencing on March 2, 2013.
  8. This option was granted on March 2, 2009 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and is fully vested.
  9. This option was granted on March 2, 2010 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the award.