Filing Details
- Accession Number:
- 0001164727-12-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 20:46:48
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 20:46:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179997 | T Richard Obrien | 6363 South Fiddler'S Green Circle Greenwood Village CO 80111 | Director, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2012-03-01 | 41,422 | $0.00 | 287,275 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 7,089 | $58.12 | 280,186 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 17,560 | $58.22 | 262,626 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2012-03-02 | 31,706 | $0.00 | 294,332 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-02 | 3,792 | $58.31 | 290,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.60 Par Value | 1,623 | Indirect | By 401(k) Plan |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $57.75 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $58.13 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 29, 2012, the reporting person held 1,623 shares of Newmont Mining common stock in his 401(k) Plan.
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