Filing Details
- Accession Number:
- 0001164727-12-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 20:45:07
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 20:45:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361677 | N William Macgowan | 6363 South Fiddlers Green Greenwood Village CO 80111 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2012-03-01 | 9,643 | $0.00 | 22,907 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 570 | $58.22 | 22,337 | No | 4 | S | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 3,474 | $58.23 | 18,863 | No | 4 | S | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2012-03-02 | 6,699 | $0.00 | 25,562 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2012-03-02 | 703 | $58.31 | 24,859 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 516 | Indirect | By 401(k) Plan |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $57.87 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $57.8025 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $57.88 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 29, 2012, the reporting person held 516 shares of Newmont Mining common stock in his 401(k) Plan.