Filing Details
- Accession Number:
- 0001164727-12-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 20:35:21
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 20:35:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1064615 | R Jeffrey Huspeni | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Svp, Asia Pacific Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2012-03-01 | 5,338 | $0.00 | 38,799 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 740 | $58.22 | 38,059 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-01 | 1,713 | $58.22 | 36,346 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2012-03-02 | 4,574 | $0.00 | 40,920 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2012-03-02 | 500 | $58.30 | 40,420 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.60 Par Value | 524 | Indirect | By 401(k) Plan |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $58.13 to $58.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $58.13 to $58.24. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 29, 2012, the reporting person held 524 shares of Newmont Mining common stock in his 401(k) Plan.
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