Filing Details
- Accession Number:
- 0001112679-12-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 19:45:02
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 19:45:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-01 | 20,000 | $0.00 | 54,917 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-03-02 | 3,546 | $35.04 | 51,371 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-05 | 2,820 | $35.01 | 48,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-01 | 50,000 | $0.00 | 50,000 | $35.62 |
Common Stock | Performance Rights | Acquisiton | 2012-03-01 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2019-03-01 | No | 4 | A | Direct | |
10,000 | 2016-03-01 | No | 4 | A | Direct |
Footnotes
- Granted March 1, 2012, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- Includes 64 shares purchased on January 31,2012, pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Shares sold to cover tax withholdings associated with the vesting of restricted stock.
- Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
- Shares sold on the open market are reported as an average sell price per share of $35.01; breakdown of shares sold and per share sale prices are as follows: 1,620 at $35.01 and 1,200 at $35.02.
- Granted March 1, 2012; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics.