Filing Details
- Accession Number:
- 0001112679-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 19:43:11
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 19:43:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp; Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-01 | 30,000 | $0.00 | 74,000 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-03-01 | 13,250 | $0.00 | 60,750 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-03-01 | 13,250 | $0.00 | 13,327 | No | 5 | G | Indirect | Budge Family Trust |
Common Stock | Disposition | 2012-03-02 | 13,327 | $34.98 | 0 | No | 4 | S | Indirect | Budge Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | Budge Family Trust |
No | 4 | S | Indirect | Budge Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-01 | 100,000 | $0.00 | 100,000 | $35.62 |
Common Stock | Performance Rights | Acquisiton | 2012-03-01 | 20,000 | $0.00 | 20,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2019-03-01 | No | 4 | A | Direct | |
20,000 | 2016-03-01 | No | 4 | A | Direct |
Footnotes
- Granted March 1, 2012, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- Reflects 13,250 restricted shares vested on March 1, 2012 which were held directly by Mr. Budge that were transferred into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
- Mr. Budge and his wife are co-trustees of the Budge Family Trust.
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 12, 2009.
- Shares sold on the open market are reported as an average sell price per share of $34.98; breakdown of shares sold and per share sale prices are as follows: 100 at $34.85; 396 at $34.86; 200 at $34.87; 400 at $34.88; 304 at $34.89; 327 at $34.90; 173 at $34.91; 500 at $34.92; 1,000 at $34.93; 1,000 at $34.94; 1,300 at $34.95; 1,000 at $34.96; 800 at $34.97; 800 at $34.98; 100 at $34.99; 1,000 at $35.00; 300 at $35.01; 1,000 at $35.02; 700 at $35.04; 200 at $35.05; 700 at $35.06; 327 at $35.07; 300 at $35.10; 100 at $35.11; 200 at $35.12 and 100 at $35.14.
- Granted March 1, 2012; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics.