Filing Details

Accession Number:
0001112679-12-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-05 19:43:11
Reporting Period:
2012-03-01
Filing Date:
2012-03-05
Accepted Time:
2012-03-05 19:43:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp; Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-01 30,000 $0.00 74,000 No 4 A Direct
Common Stock Disposition 2012-03-01 13,250 $0.00 60,750 No 5 G Direct
Common Stock Acquisiton 2012-03-01 13,250 $0.00 13,327 No 5 G Indirect Budge Family Trust
Common Stock Disposition 2012-03-02 13,327 $34.98 0 No 4 S Indirect Budge Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 5 G Direct
No 5 G Indirect Budge Family Trust
No 4 S Indirect Budge Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2012-03-01 100,000 $0.00 100,000 $35.62
Common Stock Performance Rights Acquisiton 2012-03-01 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2019-03-01 No 4 A Direct
20,000 2016-03-01 No 4 A Direct
Footnotes
  1. Granted March 1, 2012, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
  2. Reflects 13,250 restricted shares vested on March 1, 2012 which were held directly by Mr. Budge that were transferred into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
  3. Mr. Budge and his wife are co-trustees of the Budge Family Trust.
  4. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 12, 2009.
  5. Shares sold on the open market are reported as an average sell price per share of $34.98; breakdown of shares sold and per share sale prices are as follows: 100 at $34.85; 396 at $34.86; 200 at $34.87; 400 at $34.88; 304 at $34.89; 327 at $34.90; 173 at $34.91; 500 at $34.92; 1,000 at $34.93; 1,000 at $34.94; 1,300 at $34.95; 1,000 at $34.96; 800 at $34.97; 800 at $34.98; 100 at $34.99; 1,000 at $35.00; 300 at $35.01; 1,000 at $35.02; 700 at $35.04; 200 at $35.05; 700 at $35.06; 327 at $35.07; 300 at $35.10; 100 at $35.11; 200 at $35.12 and 100 at $35.14.
  6. Granted March 1, 2012; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics.