Filing Details
- Accession Number:
- 0001209191-12-015876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 19:40:14
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 19:40:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521955 | J. Shawn Lindquist | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-27 | 5,000 | $0.00 | 10,000 | No | 5 | G | Indirect | by Bentbrook Holdings, LLC |
Common Stock | Disposition | 2012-03-02 | 5,000 | $0.00 | 5,000 | No | 5 | G | Indirect | by Bentbrook Holdings, LLC |
Common Stock | Acquisiton | 2012-03-01 | 23,300 | $0.65 | 24,635 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-01 | 23,300 | $30.02 | 1,335 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-02 | 28,711 | $0.65 | 30,046 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-02 | 3,597 | $30.44 | 26,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 20,674 | $31.59 | 5,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 4,440 | $32.09 | 1,335 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-05 | 2,012 | $0.65 | 3,347 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-05 | 17,988 | $1.96 | 21,335 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-05 | 16,398 | $31.14 | 4,937 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-05 | 2,400 | $32.15 | 2,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-05 | 1,202 | $33.04 | 1,335 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by Bentbrook Holdings, LLC |
No | 5 | G | Indirect | by Bentbrook Holdings, LLC |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-01 | 23,300 | $0.00 | 23,300 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-02 | 28,711 | $0.00 | 28,711 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-05 | 2,012 | $0.00 | 2,012 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-05 | 17,988 | $0.00 | 17,988 | $1.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,723 | 2020-03-01 | No | 4 | M | Direct | |
72,012 | 2020-03-01 | No | 4 | M | Direct | |
70,000 | 2020-03-01 | No | 4 | M | Direct | |
82,012 | 2020-09-11 | No | 4 | M | Direct |
Footnotes
- Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.34 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.95 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.01 per share to $31.99 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.01 per share to $32.19 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.68 per share to $31.66 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.70 per share to $32.63 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.83 per share to $33.30 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.