Filing Details
- Accession Number:
- 0001179706-12-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 18:53:50
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 18:53:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207620 | Vyomesh Joshi | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp Ipg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-01 | 100,000 | $22.02 | 111,313 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-01 | 100,000 | $25.46 | 11,313 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-01 | 100,000 | $0.00 | 100,000 | $22.02 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-01-04 | 80 | $0.00 | 80 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-01-04 | 515 | $0.00 | 515 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-01-04 | 297 | $0.00 | 297 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-18 | 2012-03-18 | No | 4 | M | Direct |
18,012 | No | 4 | A | Direct | ||
115,443 | No | 4 | A | Direct | ||
66,135 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 296,166 | Indirect | By 2001 Joshi Living Trust Account (at Goldman Sachs) |
Common Stock | 14,380 | Indirect | By Vyomesh I. Joshi 2010 GRAT (at Goldman Sachs) |
Common Stock | 14,380 | Indirect | By Uma V. Joshi 2010 GRAT (at Goldman Sachs) |
Common Stock | 1,475 | Indirect | By 2001 Joshi Living Trust Account (Charles Schwab) |
Footnotes
- The total beneficial ownership includes 36.7435 shares at $26.5149 per share acquired through dividends paid in shares under the HP 2011 Employee Stock Ownership Plan ("ESPP") on 01/04/12 with respect to shares held under the ESPP.
- The total direct beneficial ownership reflects a decrease of 16,102 shares due to the transfer of 16,102 shares into the 2001 Joshi Living Trust Account on 02/01/12.
- The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/05/11.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $25.36 to $25.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.
- The total indirect beneficial ownership reflects an increase of 16,102 shares due to the transfer of 16,102 shares to the 2001 Joshi Living Trust Account on 02/01/12.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable in four equal annual installments beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 12/10/10 the reporting person was granted 35,434 restricted stock units ("RSUs"), 17,717 of which vested on 12/10/11 and 17,717 of which will vest on 12/10/12. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 79.8663 dividend equivalent rights being reported reflect 79.8663 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12.
- As previously reported, on 06/27/11 the reporting person was granted 114,352 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 515.4861 dividend equivalent rights being reported reflect 515.4861 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12.
- As previously reported, on 12/12/11 the reporting person was granted 65,838 restricted stock units ("RSUs"), 21,946 of which will vest on each of 12/12/12, 12/12/13, and 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 296.7904 dividend equivalent rights being reported reflect 296.7904 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12.