Filing Details

Accession Number:
0001181431-12-014409
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-05 18:30:39
Reporting Period:
2012-03-02
Filing Date:
2012-03-05
Accepted Time:
2012-03-05 18:30:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451547 Orlando Nick Rowe 1025 Laurel Oak Road
Voorhees NJ 08043
Svp, Central Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-02 1,433 $21.50 8,897 No 4 M Direct
Common Stock Acquisiton 2012-03-02 1,313 $21.50 10,210 No 4 M Direct
Common Stock Acquisiton 2012-03-02 6,847 $20.70 17,057 No 4 M Direct
Common Stock Acquisiton 2012-03-02 4,422 $22.31 21,479 No 4 M Direct
Common Stock Acquisiton 2012-03-02 2,645 $27.08 24,124 No 4 M Direct
Common Stock Disposition 2012-03-02 16,660 $33.88 7,464 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-02 1,433 $0.00 1,433 $21.50
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-02 1,313 $0.00 1,313 $21.50
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-02 6,847 $0.00 6,847 $20.70
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-02 4,422 $0.00 4,422 $22.31
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-02 2,645 $0.00 2,645 $27.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
62,120 2013-12-31 No 4 M Direct
60,807 2014-12-31 No 4 M Direct
53,960 2015-12-31 No 4 M Direct
49,538 2016-12-31 No 4 M Direct
46,893 2017-12-31 No 4 M Direct
Footnotes
  1. The Option Award granted on April 22, 2008, representing a right to purchase a total of 5,252 shares at $21.50, became exercisable on January 1, 2010.
  2. The Option Award granted on April 22, 2008, representing a right to purchase a total of 5,733 shares at $21.50, became exerciable on January 1, 2011.
  3. The Option Award granted on February 20, 2009, representing a right to purchase a total of 20,540 shares at $20.70, vested in equal installments on January 1, 2010, 2011 and 2012.
  4. The Option Award granted on February 25, 2010, representing a right to purchase a total of 17,691 shares at $22.31, one-third of which vested on January 1, 2011 and one-third of which vested on January 1, 2012.
  5. The Option Award granted on February 24, 2011, representing a right to purchase a total of 15,875 shares at 27.08, one-third of which vested on January 1, 2012.