Filing Details

Accession Number:
0000091142-12-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-05 17:17:17
Reporting Period:
2012-03-02
Filing Date:
2012-03-05
Accepted Time:
2012-03-05 17:17:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464950 M Wilfridus Brouwer A. O. Smith (China) Investment Co., Ltd.
No. 49 South Zhongshan Rd., 46Th Floor
Nanjing F4 210005
Senior V.p., President And Gm No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-05 10,350 $45.10 10,350 No 4 M Direct
Common Stock Disposition 2012-03-05 5,490 $45.10 4,860 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-03-02 10,350 $0.00 10,350 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,250 No 4 M Direct
Footnotes
  1. 10,350 Restricted Stock Units were granted on 03/02/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 10,350 Restricted Stock Units vested on 03/02/2012. As a result of vesting, the Company is obligated to deliver 10,350 shares of Common Stock to the reporting person.
  2. The reporting person sold these shares to pay the withholding taxes due as a result of vesting of the Restricted Stock Units described in footnote (1).