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Filing Details

Accession Number:: 0001140361-12-013127
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-05 16:08:37
Reporting Period:: 2012-03-01

Filing Date:: 2012-03-05
Accepted Time:: 2012-03-05 16:08:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1501364	Rockville Financial Inc.	RCKB	Savings Institutions, Not Federally Chartered (6036)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1313289	J William Mcgurk	Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-03-01	500	$11.43	500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	198,557	Direct
Common Stock	13,806	Indirect	By Rockville Bank 401(k) Plan
Common Stock	18,500	Indirect	By Rockville Bank ESOP Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$11.72	2008-12-13	2016-04-26	45,501	45,501	Direct
Common Stock	Stock Options	$9.46	2007-08-14	2016-04-26	45,501	45,501	Direct
Common Stock	Stock Options	$7.90	2008-02-20	2016-04-26	45,501	45,501	Direct
Common Stock	Stock Options	$6.09	2009-03-16	2016-04-26	47,169	47,169	Direct
Common Stock	Stock Options	$7.42	2010-11-15	2016-04-26	53,691	53,691	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-04-26	45,501	45,501	Direct
2016-04-26	45,501	45,501	Direct
2016-04-26	45,501	45,501	Direct
2016-04-26	47,169	47,169	Direct
2016-04-26	53,691	53,691	Direct

Footnotes

Includes 15,000 shares held jointly with wife.
Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes.
Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio became 1,054 shares) withheld by the Issuer for tax withholding purposes.
Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
The expiration date has been amended to no later than five years from Mr. McGurk's retirement date of April 26, 2011 in accordance with the 2006 Stock Incentive Award Plan.