Filing Details
- Accession Number:
- 0001144204-10-048620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-08 18:12:04
- Reporting Period:
- 2010-09-03
- Filing Date:
- 2010-09-08
- Accepted Time:
- 2010-09-08 18:12:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
749254 | Access To Money Inc. | AEMI.OB | Services-Personal Services (7200) | 930809419 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222051 | Ltd Fund Master Capital Lc | C/O Trident Fund Services (Bvi) Limited Waterfront Dr, Wickhams Cay Tortola CA 00000 | No | No | Yes | Yes | |
1260818 | Steven Lampe | 680 Fifth Avenue 12Th Floor New York NY 10019-5429 | No | No | Yes | Yes | |
1299904 | F Richard Conway | 680 Fifth Avenue 12Th Floor New York NY 10019-5429 | No | No | Yes | Yes | |
1299982 | Lampe, Conway & Co. Llc | 680 Fifth Avenue 12Th Floor New York NY 10019-5429 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-03 | 9,750,000 | $0.00 | 10,997,903 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-03 | 0 | $0.00 | 11,124,903 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2010-09-03 | 2,500,000 | $0.00 | 2,500,000 | $0.28 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2010-09-03 | 2,500,000 | $0.00 | 2,500,000 | $0.28 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2010-09-03 | 11,250,000 | $0.00 | 11,250,000 | $0.28 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2010-09-03 | 11,250,000 | $0.00 | 11,250,000 | $0.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-18 | No | 4 | S | Direct | |
0 | 2015-02-18 | No | 4 | S | Indirect | |
0 | 2015-04-18 | No | 4 | S | Direct | |
0 | 2015-04-18 | No | 4 | S | Indirect |
Footnotes
- LC Capital Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement on September 3, 2010 (the "Exchange Agreement") pursuant to which it received 9,750,000 shares of Access to Money, Inc. common stock in exchange for (i) promissory notes dated as of April 18, 2008 in the aggregate principal amount of $9,900,000, (ii) a common stock purchase warrant, dated as of February 8, 2008, pursuant to which the holder of such warrant is entitled to purchase 2,500,000 shares of Access to Money, Inc. common stock, and (iii) a common stock purchase warrant, dated as of April 18, 2008, pursuant to which the holder of such warrant is entitled to purchase 11,250,000 shares of Access to Money, Inc. common stock. Further, in connection with the Exchange Agreement, Master Fund provided Access to Money, Inc. with $3,150,000 in second lien financing.
- These securities are owned by Master Fund, which is a Reporting Person.
- These securities may be deemed to be beneficially owned by Lampe, Conway & Co., LLC ("LC&C"), the investment manager of Master Fund, Steven G. Lampe, a managing member of LC&C, and Richard F. Conway, a managing member of LC&C.
- Each reporting person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Each warrant is exercisable immediately.