Filing Details
- Accession Number:
- 0000060667-12-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-05 15:03:05
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2012-03-05
- Accepted Time:
- 2012-03-05 15:03:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360882 | Jr M Gaither Keener | 1000 Lowe'S Boulevard Mooresville NC 28117 | Evp, Genl Counsel, Secty, Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-01 | 10,750 | $28.38 | 71,707 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 16,000 | $0.00 | 87,707 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-03-02 | 35,666 | $15.84 | 123,373 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-02 | 35,666 | $28.48 | 87,707 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-02 | 24,124 | $28.45 | 63,583 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-02 | 35,666 | $0.00 | 35,666 | $15.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2012-03-01 | 75,000 | $0.00 | 75,000 | $28.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | No | 4 | M | Direct | |
| 75,000 | 2019-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,056 | Indirect | By 401k Plan |
Footnotes
- Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2009.
- Direct holdings include 884 shares acquired under the Lowe's Employee Stock Purchase Plan.
- Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2015.
- This transaction was executed in multiple trades at prices ranging from $28.44 to $28.492. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $28.45 to $28.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2010.
- The option vests in three annual installments beginning on March 1, 2013.
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