Filing Details
- Accession Number:
- 0001209191-12-015364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-02 20:10:32
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2012-03-02
- Accepted Time:
- 2012-03-02 20:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497442 | D Scott Grinis | 35 E. Wacker Drive Suite 2400 Chicago IL 60601 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-01 | 4,000 | $12.59 | 244,676 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-02-29 | 10,195 | $12.45 | 10,195 | $12.45 |
Common Stock | Restricted Stock Award | Acquisiton | 2012-02-29 | 2,339 | $12.45 | 2,339 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
103,195 | 2022-02-28 | No | 4 | A | Direct | |
2,339 | 2022-02-28 | No | 4 | A | Direct |
Footnotes
- Sale pursuant to a 10b5-1 Plan.
- Average share sales price.
- 10,195 options were granted to the Reporting Person on 2/29/2012. Such options vest in three installments beginning on the first anniversary of the date of grant (2/28/2013).
- Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.