Filing Details

Accession Number:
0001209191-12-015364
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-02 20:10:32
Reporting Period:
2012-02-29
Filing Date:
2012-03-02
Accepted Time:
2012-03-02 20:10:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497442 D Scott Grinis 35 E. Wacker Drive
Suite 2400
Chicago IL 60601
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-01 4,000 $12.59 244,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-02-29 10,195 $12.45 10,195 $12.45
Common Stock Restricted Stock Award Acquisiton 2012-02-29 2,339 $12.45 2,339 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
103,195 2022-02-28 No 4 A Direct
2,339 2022-02-28 No 4 A Direct
Footnotes
  1. Sale pursuant to a 10b5-1 Plan.
  2. Average share sales price.
  3. 10,195 options were granted to the Reporting Person on 2/29/2012. Such options vest in three installments beginning on the first anniversary of the date of grant (2/28/2013).
  4. Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
  5. This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.