Filing Details
- Accession Number:
- 0001245313-12-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-02 18:22:31
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2012-03-02
- Accepted Time:
- 2012-03-02 18:22:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518728 | Joan Parsons | 3005 Tasman Drive Santa Clara CA 95054 | Head Of Us Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-29 | 1,250 | $31.29 | 55,163 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-29 | 2,500 | $22.50 | 57,663 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-29 | 1,075 | $43.49 | 58,738 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-29 | 15,000 | $59.78 | 43,738 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 3,750 | $31.29 | 47,488 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 7,500 | $22.50 | 54,988 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 2,425 | $43.49 | 57,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-01 | 2,581 | $60.84 | 54,832 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-01 | 2,002 | $60.80 | 52,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-01 | 4,383 | $60.74 | 48,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-02-29 | 1,250 | $31.29 | 1,250 | $31.29 |
| Common Stock | Stock Options | Disposition | 2012-02-29 | 2,500 | $22.50 | 2,500 | $22.50 |
| Common Stock | Stock Options | Disposition | 2012-02-29 | 1,075 | $43.49 | 1,075 | $43.49 |
| Common Stock | Stock Options | Disposition | 2012-03-01 | 3,750 | $31.29 | 3,750 | $31.29 |
| Common Stock | Stock Options | Disposition | 2012-03-01 | 7,500 | $22.50 | 7,500 | $22.50 |
| Common Stock | Stock Options | Disposition | 2012-03-01 | 2,425 | $43.49 | 2,425 | $43.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,450 | 2003-04-17 | 2012-04-17 | No | 4 | M | Direct |
| 51,950 | 2003-09-04 | 2012-09-04 | No | 4 | M | Direct |
| 50,875 | 2006-04-01 | 2012-04-01 | No | 4 | M | Direct |
| 47,125 | 2003-04-17 | 2012-04-17 | No | 4 | M | Direct |
| 39,625 | 2003-09-04 | 2012-09-04 | No | 4 | M | Direct |
| 37,200 | 2006-04-01 | 2012-04-01 | No | 4 | M | Direct |
Footnotes
- The reporting person sold a total of 15,000 shares. The sales were conducted in a series of separate transactions, with an average sale price per share of $59.78 (between price ranges of $59.61 to $60.08). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- The reporting sold a total of 2,581 shares from the exercise of stock options expiring 4/17/2012. The sales were conducted in a series of separate transactions, with an average sale price per share of $60.88 (between price ranges of $60.83 to $60.86). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- The reporting sold a total of 2,002 shares from the exercise of stock options expiring 4/1/2012. The sales were conducted in a series of separate transactions, with an average sale price per share of $60.80 (between price ranges of $60.78 to $60.83). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- The reporting sold a total of 4,383 shares from the exercise of stock options expiring 9/4/2012. The sales were conducted in a series of separate transactions, with an average sale price per share of $60.74 (between price ranges of $60.70 to $60.80). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
Billionaire Hedge Funds
