Filing Details
- Accession Number:
- 0001209191-12-015267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-02 18:15:13
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2012-03-02
- Accepted Time:
- 2012-03-02 18:15:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1265888 | Neustar Inc | NSR | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531979 | Alex Berry | 21575 Ridgetop Circle Sterling VA 20166 | Svp, Enterprise Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-03-01 | 2,084 | $21.06 | 16,621 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-03-01 | 1,530 | $15.39 | 18,151 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-03-01 | 1,154 | $22.82 | 19,305 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-03-01 | 6,600 | $26.45 | 25,905 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-03-01 | 11,425 | $34.77 | 13,772 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Acquisiton | 2012-02-29 | 14,200 | $0.00 | 14,200 | $0.00 |
Class A Common Stock | Employee Stock Options | Disposition | 2012-03-01 | 2,084 | $0.00 | 2,084 | $21.06 |
Class A Common Stock | Employee Stock Options | Disposition | 2012-03-01 | 1,530 | $0.00 | 1,530 | $15.39 |
Class A Common Stock | Employee Stock Options | Disposition | 2012-03-01 | 1,154 | $0.00 | 1,154 | $22.82 |
Class A Common Stock | Employee Stock Options | Disposition | 2012-03-01 | 6,600 | $0.00 | 6,600 | $26.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,200 | No | 4 | A | Direct | ||
5,198 | 2015-09-11 | No | 4 | M | Direct | |
9,165 | 2016-02-23 | No | 4 | M | Direct | |
13,866 | 2017-02-23 | No | 4 | M | Direct | |
19,800 | 2018-02-22 | No | 4 | M | Direct |
Footnotes
- Includes shares that are subject to restricted stock agreements under the NeuStar, Inc. 2005 Stock Incentive Plan and the NeuStar, Inc. 2009 Stock Incentive Plan.
- This transaction was executed in multiple trades at prices ranging from $34.65 to $35.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Twenty percent of the restricted stock units vest on each of January 1, 2013, 2014, 2015, 2016 and 2017.
- Upon the Reporting Person's Termination (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan")), including by reason of death or Disability (as defined in the Plan), other than by the Company for Cause (as defined in the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such separation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.
- 2,084 options are immediately exercisable with the remaining options vesting in monthly installments through September 2012.
- 1,530 options are immediately exercisable with the remaining options vesting in monthly installments through February 2013.
- 1,154 options are immediately exercisable with the remaining options vesting in monthly installments through February 2014.
- 6,600 options are immediately exercisable with the remaining options vesting in monthly installments through February 2015.