Filing Details

Accession Number:
0001209191-12-015267
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-02 18:15:13
Reporting Period:
2012-02-29
Filing Date:
2012-03-02
Accepted Time:
2012-03-02 18:15:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265888 Neustar Inc NSR Communications Services, Nec (4899) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531979 Alex Berry 21575 Ridgetop Circle
Sterling VA 20166
Svp, Enterprise Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-03-01 2,084 $21.06 16,621 No 4 M Direct
Class A Common Stock Acquisiton 2012-03-01 1,530 $15.39 18,151 No 4 M Direct
Class A Common Stock Acquisiton 2012-03-01 1,154 $22.82 19,305 No 4 M Direct
Class A Common Stock Acquisiton 2012-03-01 6,600 $26.45 25,905 No 4 M Direct
Class A Common Stock Disposition 2012-03-01 11,425 $34.77 13,772 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Acquisiton 2012-02-29 14,200 $0.00 14,200 $0.00
Class A Common Stock Employee Stock Options Disposition 2012-03-01 2,084 $0.00 2,084 $21.06
Class A Common Stock Employee Stock Options Disposition 2012-03-01 1,530 $0.00 1,530 $15.39
Class A Common Stock Employee Stock Options Disposition 2012-03-01 1,154 $0.00 1,154 $22.82
Class A Common Stock Employee Stock Options Disposition 2012-03-01 6,600 $0.00 6,600 $26.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,200 No 4 A Direct
5,198 2015-09-11 No 4 M Direct
9,165 2016-02-23 No 4 M Direct
13,866 2017-02-23 No 4 M Direct
19,800 2018-02-22 No 4 M Direct
Footnotes
  1. Includes shares that are subject to restricted stock agreements under the NeuStar, Inc. 2005 Stock Incentive Plan and the NeuStar, Inc. 2009 Stock Incentive Plan.
  2. This transaction was executed in multiple trades at prices ranging from $34.65 to $35.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Twenty percent of the restricted stock units vest on each of January 1, 2013, 2014, 2015, 2016 and 2017.
  4. Upon the Reporting Person's Termination (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan")), including by reason of death or Disability (as defined in the Plan), other than by the Company for Cause (as defined in the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such separation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.
  5. 2,084 options are immediately exercisable with the remaining options vesting in monthly installments through September 2012.
  6. 1,530 options are immediately exercisable with the remaining options vesting in monthly installments through February 2013.
  7. 1,154 options are immediately exercisable with the remaining options vesting in monthly installments through February 2014.
  8. 6,600 options are immediately exercisable with the remaining options vesting in monthly installments through February 2015.