Filing Details

Accession Number:
0001513908-12-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-02 17:45:49
Reporting Period:
2012-02-29
Filing Date:
2012-03-02
Accepted Time:
2012-03-02 17:45:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513908 Sigmund Anderman C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-29 24,100 $8.60 588,651 No 4 S Indirect by Trust
Common Stock Disposition 2012-03-01 10,400 $8.51 578,251 No 4 S Indirect by Trust
Common Stock Disposition 2012-03-02 65,500 $8.50 512,751 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect by 401(k) Plan
Common Stock 14,720 Indirect by Managed Account
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $8.5 to $8.67, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  2. These shares are held by Sigmund Anderman, Trustee of the Sigmund and Susan Anderman Family Trust dated March 3, 2006.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $8.5 to $8.6387, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  4. These shares are held by Sigmund Anderman, Trustee of the Sigmund Anderman 2010 Grantor Retained Annuity Trust dated May 26, 2010.