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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380488	G John Duffy	C/O Kbw Inc. 787 Seventh Ave. New York NY 10019	Director, Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2012-03-01	40,379	$0.00	690,136	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-03-01	5,000	$16.51	685,136	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Footnotes

Restricted Stock Award. This restricted stock award will vest one-third on February 23, 2013; one-third on February 23, 2014; and the remaining one-third on February 23, 2015. As described further in the restricted stock award agreements pertaining to such award: (i) vesting of each installment of shares is subject to the achievement of certain performance measures by KBW, Inc., (ii) vesting would accelerate upon a change in control, death or permanent disability, and (iii) any unvested shares would be forfeited upon certain termination events, including termination for any reason (as set forth in the KBW, Inc. 2009 Incentive Compensation Plan or any successor plan) but excluding retirement, subject to satisfaction of certain conditions precedent.