Filing Details
- Accession Number:
- 0001140361-12-012447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 20:21:14
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 20:21:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089907 | Swk Holdings Corp | NONE | Services-Prepackaged Software (7372) | 770435679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1056973 | P L Capital Carlson | 2100 Mckinney Ave Ste 1800 Dallas TX 75201 | No | No | Yes | No | |
1404557 | Asgard Investment Corp. | 2100 Mckinney Avenue Suite 1800 Dallas TX 75201 | No | No | Yes | No | |
1404625 | Duane Clint Carlson | 2100 Mckinney Avenue Suite 1800 Dallas TX 75201 | No | No | Yes | No | |
1404976 | Ltd Offshore Diamond Black Double | 2100 Mckinney Avenue Suite 1800 Dallas TX 75201 | No | No | Yes | No | |
1449554 | Ltd. Offshore Value Relative Diamond Black | 2100 Mckinney Avenue Suite 1800 Dallas TX 75201 | No | No | Yes | No | |
1452364 | Ltd. Offshore Diamond Black | 2100 Mckinney Avenue Suite 1800 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share (The "Common Stock" | Acquisiton | 2012-02-28 | 500,000 | $0.82 | 12,149,100 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore") and Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore" and together with Offshore, the "Funds").
- Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the indirect general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
- Excludes 235,000 shares of restricted stock beneficially owned by Michael D. Weinberg, an employee of Carlson Capital, in his capacity as a director of SWK Holdings Corporation. Each of the Funds, Carlson Capital, Asgard and Mr. Carlson expressly disclaims beneficial ownership of the 235,000 shares of restricted stock beneficially owned by Michael D. Weinberg.