Filing Details
- Accession Number:
- 0001213184-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 19:47:27
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 19:47:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213183 | F Charles Cargile | 1791 Deere Avenue Irvine CA 92606 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-28 | 77,824 | $11.27 | 166,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-28 | 77,824 | $17.09 | 88,202 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 13,931 | $11.27 | 102,133 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2012-02-28 | 77,824 | $0.00 | 77,824 | $11.27 |
| Common Stock | Stock option (right to buy) | Disposition | 2012-03-01 | 13,931 | $0.00 | 13,931 | $11.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,176 | 2013-02-23 | No | 4 | M | Direct | |
| 33,245 | 2013-02-23 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 77,824 shares sold in multiple transactions at prices ranging from $17.00 to $17.31 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option vested in full on February 24, 2007.
Billionaire Hedge Funds
