Filing Details
- Accession Number:
- 0001209191-12-014715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 19:36:57
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 19:36:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197537 | A Douglas Kingsley | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | Yes | No | No | No | |
1206641 | A Richard Damore | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | No | No | Yes | No | |
1218581 | T Edward Anderson | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | No | No | Yes | No | |
1390657 | North Bridge Growth Equity I Lp | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | No | No | Yes | No | |
1542779 | Nbge Manager, Llc | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | Yes | No | Yes | No | |
1542781 | Nbge Gp, Llc | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | No | No | Yes | No | |
1542785 | North Bridge Growth Management, L.p. | C/O North Bridge Growth Equity 950 Winter Street, Suite 4600 Waltham MA 02454 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-29 | 5,991,790 | $0.00 | 5,991,790 | No | 4 | C | Indirect | By North Bridge Growth Equity I, L.P. |
Common Stock | Acquisiton | 2012-02-29 | 430,000 | $16.00 | 6,421,790 | No | 4 | P | Indirect | By North Bridge Growth Equity I, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By North Bridge Growth Equity I, L.P. |
No | 4 | P | Indirect | By North Bridge Growth Equity I, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-02-29 | 427,985 | $0.00 | 5,991,790 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each of the 427,985 shares of Series A Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 14-for-1 basis.
- Represents shares held directly by North Bridge Growth Equity I, L.P. NBGE Manager, LLC ("NBGE") is the managing manager of NBGE GP, LLC, which is the sole general partner of North Bridge Growth Management, L.P., which is the sole general partner of North Bridge Growth Equity I, L.P. NBGE has sole vesting and dispositive power over such shares. Douglas Kingsley, a director of the Issuer, is a founding managing director of NBGE GP, LLC. Shared voting and investment power over such shares is vested in the managers of NBGE, Edward Anderson and Richard D'Amore. Mr. Kingsley, Mr. Anderson and Mr. D'Amore each disclaim any beneficial ownership of such shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that any of the reporting persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The security does not have an expiration date.