Filing Details
- Accession Number:
- 0001209191-12-014590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 17:28:11
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 17:28:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187593 | Peter J Ricketts | 4211 South 102Nd Street Omaha NE 68127 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-28 | 7 | $17.96 | 105,300 | No | 4 | P | Indirect | By his children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By his children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 183,073 | Indirect | By annuity trusts |
Footnotes
- Shares are held by trusts created for Mr. Ricketts children.
- Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.