Filing Details
- Accession Number:
- 0001225208-12-006257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 16:32:34
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 16:32:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855874 | Tri County Financial Corp | TCFC.OB | State Commercial Banks (6022) | 521652138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238318 | Beaman H Smith | 3035 Leonardtown Road Waldorf MD 20601 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-11 | 350 | $0.00 | 88,927 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2012-02-28 | 200 | $14.50 | 88,727 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,802 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $13.19 | 2004-06-30 | 2013-12-31 | 6,075 | 6,075 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.29 | 2005-12-19 | 2015-12-19 | 9,000 | 9,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.89 | 2004-12-27 | 2014-12-27 | 6,750 | 6,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-31 | 6,075 | 6,075 | Direct |
| 2015-12-19 | 9,000 | 9,000 | Direct |
| 2014-12-27 | 6,750 | 6,750 | Direct |
Footnotes
- The shares previously shown as held directly and held indirectly by the reporting person's spouse are now held by the H. Beaman Smith and Margaret L. Smith Revocable Trust.
Billionaire Hedge Funds
