Filing Details
- Accession Number:
- 0001140361-12-012110
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 13:09:59
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 13:09:59
- Original Submission Date:
- 2012-02-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251653 | Tom Cawley | 1400 Park Avenue Emeryville CA 94608 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-17 | 6,392 | $26.50 | 11,170 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 6,392 | $66.80 | 4,778 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 508 | $26.50 | 5,286 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 6,675 | $23.57 | 11,961 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 7,183 | $66.09 | 4,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-17 | 6,392 | $0.00 | 6,392 | $26.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-21 | 508 | $0.00 | 508 | $26.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-21 | 6,675 | $0.00 | 6,675 | $23.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 508 | 2017-05-24 | No | 4 | M | Direct | |
| 0 | 2017-05-24 | No | 4 | M | Direct | |
| 2,225 | 2018-05-21 | No | 4 | M | Direct |
Footnotes
- This Form 4 Amendment is being filed solely to correct an error contained in the Form 4 filing made on February 22, 2012. That filing inadvertently reflected a final sale date of 12/21/2011. The correct date was 2/21/2012.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $66.60 to $66.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $65.79 to $66.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested as to shares being exercised.
- Inapplicable.
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