Filing Details
- Accession Number:
- 0000009984-12-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 11:26:30
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 11:26:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469102 | N Dawn Edwards | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-28 | 9,467 | $11.45 | 43,775 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-28 | 5,727 | $27.79 | 38,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2012-02-28 | 9,467 | $0.00 | 9,467 | $11.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,733 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,620 | Indirect | by Company's 401(k) Plan |
Footnotes
- Includes balances of 1798 Restricted Stock Units from 8/3/2009 grant, 3796 from 2/8/10 grant, 4800 from 2/9/11 grant and 3400 from 2/8/12 grant, and 4800 Performance Share Awards from 2/9/11 grant and 5600 from 2/8/12 grant, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 10, 2010, 2011, 2012.
- 1 for 1.