Filing Details
- Accession Number:
- 0001229388-12-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 20:00:01
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 20:00:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229384 | Terry Considine | 4582 S. Ulster Street Parkway Suite 1100 Denver CO 80237 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-02-28 | 202,429 | $8.92 | 534,256 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2012-02-28 | 202,429 | $24.84 | 331,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2012-02-28 | 202,429 | $0.00 | 202,429 | $8.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202,429 | 2019-02-03 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The prices for which the shares were actually sold ranged from $24.80 to $24.96. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- In addition to these 331,827 shares held directly by the reporting person, (a) 33,695 shares are held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership, and (b) 169,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code for which the reporting person disclaims beneficial ownership.
- The option vests 25% on each anniversary of the grant date of February 3, 2009.
- Option award approved by Compensation and Human Resources Committee; price column is not applicable.
Billionaire Hedge Funds
