Filing Details
- Accession Number:
- 0001181431-12-013126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 19:43:03
- Reporting Period:
- 2012-02-27
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 19:43:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365494 | T John Dahldorf | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-27 | 4,687 | $0.00 | 34,270 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-28 | 1,742 | $28.39 | 32,528 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2012-02-27 | 4,687 | $0.00 | 4,687 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-02-27 | 17,738 | $0.00 | 17,738 | $28.73 |
| Common Stock | Restricted Stock Units | Acquisiton | 2012-02-27 | 13,053 | $0.00 | 13,053 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 17,738 | 2019-02-27 | No | 4 | A | Direct | |
| 13,053 | No | 4 | A | Direct |
Footnotes
- Pursuant to an instruction that complies with the provisions of Rule 10b5-1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.39 to $28.62, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- 1/48th of the shares underlying such option shall vest in equal monthly installments over a period of four years, contingent upon continuous service.
- Vests at a rate of 25% annually on the first, second, third and fourth anniversary of the grant date, contingent upon continuous service.
- The remaining 25% of the restricted stock units vested on 02/27/2012.
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