Filing Details
- Accession Number:
- 0001181431-12-013068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 18:09:33
- Reporting Period:
- 2012-02-26
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 18:09:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326526 | W James Benz | 66 Field Point Road Greenwich CT 06830 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Disposition | 2012-02-26 | 855 | $60.25 | 51,789 | No | 4 | F | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-02-27 | 508 | $60.43 | 51,281 | No | 4 | F | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-02-28 | 586 | $60.54 | 50,695 | No | 4 | F | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2012-02-29 | 9,798 | $20.98 | 60,493 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-02-29 | 9,798 | $60.25 | 50,695 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-02-29 | 9,798 | $0.00 | 9,798 | $28.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-28 | No | 4 | M | Direct |
Footnotes
- These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of a previously granted restricted stock awards.
- 30,850 shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price increments ranging from $59.88 to $60.85.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 29, 2010.