Filing Details
- Accession Number:
- 0001181431-12-012928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 16:23:49
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 16:23:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Services, Nec (8900) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315416 | David Portnoy | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Co-Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-28 | 18,000 | $2.00 | 18,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 199,080 | Indirect | By IRA |
Common Stock | 100 | Direct | |
Common Stock | 199,738 | Indirect | by LLC |
Common Stock | 51,678 | Indirect | By Spouse |
Common Stock | 4,854 | Indirect | As Cust for Son |
Common Stock | 4,000 | Indirect | As Cust for Daughter |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
Common Stock | Stock Options | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-01 | 200,000 | 200,000 | Direct |
2021-08-31 | 100,000 | 100,000 | Direct |
Footnotes
- Shares of common stock held by Mayim Investment Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
- Stock options vest at a rate of 1/3 per year commencing on December 1, 2011
- Stock options vest at a rate of 1/3 per year commencing on August 31, 2011.