Filing Details

Accession Number:
0001181431-12-012928
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-29 16:23:49
Reporting Period:
2012-02-28
Filing Date:
2012-02-29
Accepted Time:
2012-02-29 16:23:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Services, Nec (8900) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315416 David Portnoy 700 Brooker Creek Blvd., Suite 1800
Oldsmar FL 34677
Co-Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-28 18,000 $2.00 18,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 199,080 Indirect By IRA
Common Stock 100 Direct
Common Stock 199,738 Indirect by LLC
Common Stock 51,678 Indirect By Spouse
Common Stock 4,854 Indirect As Cust for Son
Common Stock 4,000 Indirect As Cust for Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $1.72 2011-12-01 2021-12-01 200,000 200,000 Direct
Common Stock Stock Options $2.90 2011-08-31 2021-08-31 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-01 200,000 200,000 Direct
2021-08-31 100,000 100,000 Direct
Footnotes
  1. Shares of common stock held by Mayim Investment Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
  2. Stock options vest at a rate of 1/3 per year commencing on December 1, 2011
  3. Stock options vest at a rate of 1/3 per year commencing on August 31, 2011.